Thornton Global Wealth Management Limited
豐盛環球理財有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thornton Global Wealth Management Limited (豐盛環球理財有限公司), a Hong Kong-based licensed corporation with CE reference AIR848. Current licensed staff on file: 0 (total recorded over time: 114). Earliest licence on file: 2003-09-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2003-09-24 | 2011-04-19 |
Licensed staff (all-time) (114)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Long Ting Chan 陳朗庭 | RO 4 Rep 4 | 2004-07 | 2005-12 |
| Jovin Chai Shan Chim 詹際珊 | RO 4 | 2003-09 | 2010-09 |
| Andy Yiu Wai Kwok 郭耀偉 | RO 4 | 2004-06 | 2005-01 |
| King Keung Lee 李敬強 | RO 4 | 2003-09 | 2007-05 |
| Raymond Shu Kwan Lee 李樹群 | RO 4 | 2005-05 | 2010-09 |
| Monita Lay Yuk Liu 廖莉玉 | RO 4 Rep 4 | 2004-04 | 2010-09 |
| William Wai Tin Ng 吳偉鈿 | RO 4 Rep 4 | 2005-11 | 2009-07 |
| Sau Chung Tsui 徐首忠 | RO 4 Rep 4 | 2007-03 | 2010-09 |
| Lai Mei Wong 黃麗媚 | RO 4 Rep 4 | 2005-10 | 2010-09 |
| Ching Hung Chan 陳正雄 | Rep 4 | 2008-04 | 2010-09 |
| Christine Chan | Rep 4 | 2004-07 | 2010-09 |
| Gloria Oi Yan Chan 陳凱欣 | Rep 4 | 2003-12 | 2006-05 |
| Kai Chun (SFC:AMU535) Chan 陳佳俊 | Rep 4 | 2007-01 | 2009-04 |
| Karen Wai Yi Chan 陳惠儀 | Rep 4 | 2007-07 | 2010-09 |
| King Chu Chan 陳琼珠 | Rep 4 | 2009-05 | 2010-05 |
| King Yuet Chan 陳琼月 | Rep 4 | 2006-10 | 2007-10 |
| Liza Suk Fan Chan 陳淑芬 | Rep 4 | 2004-07 | 2004-12 |
| Manson Man Shun Chan 陳孟淳 | Rep 4 | 2004-01 | 2010-09 |
| Simon Kam Wah Chan 陳錦華 | Rep 4 | 2004-03 | 2004-07 |
| Tsz Kam (SFC:APC672) Chan 陳紫琴 | Rep 4 | 2007-07 | 2009-05 |
| Pey-Yun Chen 陳珮雲 | Rep 4 | 2007-06 | 2009-03 |
| Zhibin Chen 陳之斌 | Rep 4 | 2007-09 | 2008-11 |
| Man Ting (SFC:ANL996) Cheng 鄭文婷 | Rep 4 | 2006-06 | 2008-01 |
| Mimi Ka Wai Cheng 鄭嘉慧 | Rep 4 | 2006-08 | 2008-02 |
| Laurence Yan Wing Cheung 張欣榮 | Rep 4 | 2006-08 | 2010-09 |
| Perry Ka Chi Cheung 張家智 | Rep 4 | 2004-03 | 2010-09 |
| Chi Yu Jessie Chiu 趙梓如 | Rep 4 | 2007-02 | 2009-08 |
| Christine Man Chong 張雯 | Rep 4 | 2004-04 | 2006-03 |
| Fung Yi (SFC:AGI236) Chow 周鳳儀 | Rep 4 | 2006-03 | 2006-10 |
| Sandy Li Chen Chow 周麗珍 | Rep 4 | 2004-10 | 2010-09 |
| Danny Wai Kei Chung 鍾偉基 | Rep 4 | 2006-01 | 2007-08 |
| Thomas Pui Kee Chung 鍾沛祺 | Rep 4 | 2004-03 | 2010-09 |
| Yat Sin Fung 馮逸仙 | Rep 4 | 2006-07 | 2008-03 |
| Benoit Gilles Guerillot | Rep 4 | 2006-07 | 2006-08 |
| Michelle Mei Yin Ho 何美燕 | Rep 4 | 2005-05 | 2010-09 |
| Siu Ming Ho 何兆明 | Rep 4 | 2004-11 | 2005-03 |
| Stella Kit Yin Hong 康潔賢 | Rep 4 | 2009-04 | 2009-10 |
| Chiou-Ling Huang 黃秋凌 | Rep 4 | 2008-04 | 2010-09 |
| Mao-Lin Huang 黃茂林 | Rep 4 | 2008-06 | 2010-09 |
| Team Yan Qiao Huang 黃彥喬 | Rep 4 | 2007-03 | 2008-06 |
| Ka Wai Hung 熊嘉慧 | Rep 4 | 2005-09 | 2007-10 |
| Siu Min Ip 葉兆沔 | Rep 4 | 2004-08 | 2005-02 |
| Kam Yin Keung 姜錦燕 | Rep 4 | 2005-01 | 2005-03 |
| Mang Lun Kum 甘孟麟 | Rep 4 | 2007-02 | 2010-09 |
| Chi-Kang Kung 龔紀綱 | Rep 4 | 2006-03 | 2007-09 |
| Christopher Chi Hung Lai 黎志鴻 | Rep 4 | 2003-12 | 2004-04 |
| Pui Sze Lai 黎沛思 | Rep 4 | 2006-11 | 2009-07 |
| Ang Lam 林鶯 | Rep 4 | 2004-04 | 2004-06 |
| Po Hang Lam 林溥行 | Rep 4 | 2007-03 | 2010-09 |
| Wing Fai Lam 林永輝 | Rep 4 | 2004-07 | 2009-10 |
| Yee Ting Lam 林伊婷 | Rep 4 | 2004-07 | 2006-03 |
| Yin Kuen Lam 林燕權 | Rep 4 | 2005-12 | 2007-09 |
| Chi Chung (SFC:AJH485) Lau 劉智聰 | Rep 4 | 2006-06 | 2007-07 |
| Ue Lau 劉煦 | Rep 4 | 2007-11 | 2008-11 |
| Yin Tak Lau 劉彥德 | Rep 4 | 2006-06 | 2007-07 |
| Derek Hon Kit Law 羅漢傑 | Rep 4 | 2004-11 | 2005-11 |
| Man Ho (SFC:AMR499) Lee 李文浩 | Rep 4 | 2006-01 | 2010-09 |
| Chun Chiu Leung 梁振昭 | Rep 4 | 2006-11 | 2009-10 |
| Hung Kai Leung 梁鴻基 | Rep 4 | 2009-02 | 2010-09 |
| Iris Pui Yee Leung 梁佩儀 | Rep 4 | 2004-08 | 2010-04 |
| Wai Kei (SFC:AFP738) Leung 梁偉基 | Rep 4 | 2004-07 | 2006-11 |
| Yuet Wah Leung 梁月華 | Rep 4 | 2003-11 | 2010-09 |
| Benjamin Ping Hei Li 李秉熙 | Rep 4 | 2004-02 | 2004-07 |
| Wen Tao Li 李文韜 | Rep 4 | 2005-11 | 2007-06 |
| Wing See Li 李頴思 | Rep 4 | 2006-06 | 2007-07 |
| Fong-Yi Liao 廖峰毅 | Rep 4 | 2008-07 | 2009-03 |
| Chiao-Chen Lin 林巧珍 | Rep 4 | 2008-11 | 2010-09 |
| Shih-Chi Lin 林石吉 | Rep 4 | 2008-05 | 2010-09 |
| Amelia Liu 劉美心 | Rep 4 | 2007-07 | 2010-09 |
| Lok Chi Lo 羅樂致 | Rep 4 | 2009-08 | 2009-10 |
| Sondy Yun Wai Lo 羅昕維 | Rep 4 | 2005-05 | 2010-09 |
| Yim Fong Lo 盧艷芳 | Rep 4 | 2007-05 | 2009-02 |
| Eric Carrera Lowe 勞樹鴻 | Rep 4 | 2005-08 | 2006-06 |
| Edward Kin Yeung Lui 雷健養 | Rep 4 | 2008-02 | 2008-02 |
| Wai Kee Luk 陸偉基 | Rep 4 | 2004-08 | 2005-02 |
| Christina Yun Ling Ng 吳殷翎 | Rep 4 | 2004-07 | 2010-09 |
| Kingsley Kwan Tai Ng 吳坤泰 | Rep 4 | 2004-11 | 2009-07 |
| Raymond Ying Wang Ng 伍鷹宏 | Rep 4 | 2004-07 | 2006-08 |
| Ruth Yuanping Opio 蔣遠萍 | Rep 4 | 2007-10 | 2009-12 |
| Man Yiu Pang 彭文耀 | Rep 4 | 2004-04 | 2004-06 |
| Ka Tung Pang Lung 彭龍家棟 | Rep 4 | 2005-10 | 2009-07 |
| Chun Kit (SFC:AEB060) Poon 潘振傑 | Rep 4 | 2005-09 | 2006-07 |
| Daisy Ching Yi Shum 岑靜儀 | Rep 4 | 2008-08 | 2009-04 |
| Wai Hung Sin 冼偉鴻 | Rep 4 | 2006-02 | 2006-02 |
| Queenie Tsi Ki Siu 蕭子琦 | Rep 4 | 2005-02 | 2007-07 |
| Kwan Yiu So 蘇君耀 | Rep 4 | 2006-07 | 2007-05 |
| Yeuk Wan Sze 施若雲 | Rep 4 | 2006-02 | 2009-08 |
| Chi Kit Tam 譚志傑 | Rep 4 | 2006-06 | 2007-07 |
| Sze Lok Tam 譚思略 | Rep 4 | 2006-06 | 2006-09 |
| Wai Hung (SFC:ALH869) Tang 鄧惠雄 | Rep 4 | 2004-12 | 2010-09 |
| Jenny Tong 湯珍妮 | Rep 4 | 2006-04 | 2007-05 |
| Yu-Yuan Tsai 蔡裕淵 | Rep 4 | 2008-07 | 2010-08 |
| Edwin Cheuk Hei Tse 謝卓熹 | Rep 4 | 2004-12 | 2005-03 |
| Yuen Fun Tse 謝苑芬 | Rep 4 | 2004-03 | 2010-09 |
| Susan Siu Mui Wan 溫笑梅 | Rep 4 | 2005-09 | 2007-05 |
| Ching Ki Wong 黃靖淇 | Rep 4 | 2006-06 | 2007-07 |
| Hung Wai Wong 王紅衞 | Rep 4 | 2006-02 | 2007-07 |
| Lai Yin (SFC:ALW314) Wong 黃禮賢 | Rep 4 | 2006-06 | 2007-07 |
| Lee Chun Wong 王莉俊 | Rep 4 | 2005-11 | 2006-08 |
| Pak Kei (SFC:AJS500) Wong 黃柏基 | Rep 4 | 2004-04 | 2004-12 |
Showing 1–100 of 114