Wai Hung (SFC:ALH869) Tang
鄧惠雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung (SFC:ALH869) Tang (鄧惠雄), a licensed former licensee with CE reference ALH869. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-27 | 2014-01-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2011-12-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-08 | 2011-12-01 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-13 | 2010-09-30 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-06 | 2005-08-24 |