Simon Kam Wah Chan
陳錦華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Kam Wah Chan (陳錦華), a licensed Representative with CE reference AFN645. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-26 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-26 | present |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-17 | 2005-05-18 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-08 | 2005-01-12 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-24 | 2004-07-30 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-21 | 2004-03-22 |