Pui Sze Lai

黎沛思
CE No. AOB004 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Sze Lai (黎沛思), a licensed Representative with CE reference AOB004. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.

More firms doing Dealing in securities →More firms doing Advising on securities →

Licence history

FirmRoleRegulated activityFromTo
FWD Financial Planning Limited
富衛財務策劃有限公司		 Rep Type 1 — Dealing in securities 2011-03-08 present
FWD Financial Planning Limited
富衛財務策劃有限公司		 Rep Type 4 — Advising on securities 2009-07-22 present
Thornton Global Wealth Management Limited
豐盛環球理財有限公司		 Rep Type 4 — Advising on securities 2006-11-29 2009-07-10

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