Yin Tak Lau
劉彥德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Tak Lau (劉彥德), a licensed former licensee with CE reference ALW340. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2012-03-01 | 2022-05-05 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-17 | 2009-02-24 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-08 | 2007-07-01 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-08 | 2006-04-01 |