Sandy Li Chen Chow
周麗珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Li Chen Chow (周麗珍), a licensed former licensee with CE reference ALC926. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | 2017-05-04 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-23 | 2017-05-04 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-23 | 2017-05-04 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2013-08-08 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2013-08-08 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-15 | 2010-09-01 |