William Wai Tin Ng
吳偉鈿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Tin Ng (吳偉鈿), a licensed former licensee with CE reference ALZ888. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-25 | 2016-08-29 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2015-09-29 | 2016-08-29 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2015-09-29 | 2016-08-29 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-27 | 2015-09-29 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2015-08-27 | 2015-09-29 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-28 | 2015-07-01 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-28 | 2015-07-01 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
RO | Type 4 — Advising on securities | 2009-09-02 | 2013-03-05 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-23 | 2009-09-02 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 — Advising on securities | 2007-07-25 | 2009-07-10 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-16 | 2007-07-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-27 | 2005-11-01 |