Mimi Ka Wai Cheng
鄭嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Ka Wai Cheng (鄭嘉慧), a licensed former licensee with CE reference ANR101. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-23 | 2016-11-11 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-23 | 2016-11-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-11 | 2014-07-22 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-05 | 2012-07-17 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-05 | 2012-07-17 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-06-05 | 2012-07-17 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2012-05-18 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-08 | 2010-06-14 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-08 | 2010-06-14 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-31 | 2008-02-20 |