Derek Hon Kit Law

羅漢傑
CE No. ALH867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Hon Kit Law (羅漢傑), a licensed former licensee with CE reference ALH867. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Topaz Financial Group Limited
瑭明金融集團有限公司
Rep Type 1 — Dealing in securities 2013-10-11 2016-03-14
Topaz Financial Group Limited
瑭明金融集團有限公司
Rep Type 2 — Dealing in futures contracts 2013-10-11 2016-03-14
Redford Securities Limited
泓福證券有限公司
Rep Type 1 — Dealing in securities 2009-03-13 2012-02-22
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 4 — Advising on securities 2008-04-24 2009-03-02
Target Capital Management Limited
泰達資產管理有限公司
Rep Type 9 — Asset management 2008-04-24 2009-03-02
Thornton Global Wealth Management Limited
豐盛環球理財有限公司
Rep Type 4 — Advising on securities 2004-11-19 2005-11-18

Related