Yeuk Wan Sze
施若雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeuk Wan Sze (施若雲), a licensed former licensee with CE reference AMX702. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-25 | 2011-02-26 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-03 | 2009-08-14 |