Kam Yin Keung
姜錦燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yin Keung (姜錦燕), a licensed former licensee with CE reference ALK715. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-07-27 | 2007-05-02 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-07-27 | 2007-05-02 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-30 | 2007-05-02 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-12 | 2005-03-03 |