Thomas Pui Kee Chung
鍾沛祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Pui Kee Chung (鍾沛祺), a licensed former licensee with CE reference AAJ241. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-21 | 2014-01-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2011-12-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-20 | 2011-12-13 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-19 | 2010-09-30 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-10 | 2008-03-31 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-05 | 2006-11-02 |