Yin Kuen Lam
林燕權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Kuen Lam (林燕權), a licensed former licensee with CE reference AMS083. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-10 | 2011-12-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-10-24 | 2009-08-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2009-08-26 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-30 | 2007-09-07 |