Lai Mei Wong
黃麗媚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Mei Wong (黃麗媚), a licensed former licensee with CE reference AHQ266. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2014-07-28 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-23 | 2010-09-30 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 — Advising on securities | 2007-05-10 | 2009-06-15 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-17 | 2007-05-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-19 | 2005-10-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-19 | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-03-19 | 2005-10-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-03-19 | 2005-10-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-09 | 2005-10-04 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-07 |