Kingsley Kwan Tai Ng
吳坤泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kingsley Kwan Tai Ng (吳坤泰), a licensed former licensee with CE reference ALF699. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2017-06-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-22 | 2017-06-30 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-11 | 2009-07-10 |