Hok Sum Lau
劉學森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Sum Lau (劉學森), a licensed former licensee with CE reference ADV455. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2018-02-13 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-01 | 2018-02-13 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-01 | 2018-02-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-14 | 2017-08-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-14 | 2017-08-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-14 | 2017-08-26 |