Dobie Shung Pok Lo
羅崇博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dobie Shung Pok Lo (羅崇博), a licensed former licensee with CE reference AMX110. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-26 | 2012-02-13 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-14 | 2012-02-13 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-23 | 2012-02-13 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2006-02-02 | 2008-06-11 |