Kwing Tung Chan
陳炯桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwing Tung Chan (陳炯桐), a licensed former licensee with CE reference AQG803. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-21 | 2015-05-31 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-20 | 2015-05-31 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-06 | 2015-05-31 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2008-02-11 | 2009-03-20 |