Gawain Ka Wing Ma
馬嘉榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gawain Ka Wing Ma (馬嘉榮), a licensed former licensee with CE reference AIR832. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Securities Limited 邦盟滙駿證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2017-06-30 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-17 | 2017-11-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-17 | 2017-11-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-17 | 2017-11-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-24 | 2014-06-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-04 | 2014-06-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-01 | 2011-04-28 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2003-05-07 | 2008-12-04 |
| Patterson Financial Services Limited | Rep | Type 6 — Advising on corporate finance | 2003-05-07 | 2004-06-07 |