Hiu Pan Wong
黃曉鑌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Pan Wong (黃曉鑌), a licensed Responsible Officer with CE reference ALA793. Currently licensed at 2 firm(s): BMI Funds Management Limited, BMI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-25 | present |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2016-05-25 | present |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 — Advising on securities | 2014-08-06 | present |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-22 | present |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-02-23 | 2016-05-25 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2014-08-06 | 2015-02-23 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2016-05-25 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-20 | 2014-08-06 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-15 | 2014-08-06 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2004-07-28 | 2008-04-07 |