Patrick Shiu Sun Ng
吳兆新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Shiu Sun Ng (吳兆新), a licensed former licensee with CE reference AGJ361. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-29 | 2011-09-20 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2004-09-24 | 2009-03-20 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-29 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-29 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-29 |