Patrick Wai Ming Lau
劉維銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Wai Ming Lau (劉維銘), a licensed former licensee with CE reference AFM339. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-28 | 2024-06-28 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-28 | 2024-06-28 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2017-04-28 | 2024-06-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-10 | 2017-03-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-16 | 2016-11-21 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-16 | 2016-11-21 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2014-06-16 | 2016-11-21 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-03 | 2013-06-03 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2012-12-03 | 2013-06-03 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2012-12-03 | 2013-06-03 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2012-12-03 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-14 | 2012-12-03 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2011-09-14 | 2012-12-03 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-16 | 2011-08-12 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 — Asset management | 2010-09-16 | 2011-08-12 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-06 | 2009-10-15 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2006-02-22 | 2009-03-20 |