Money Concepts (Asia) Limited
美國萬利理財有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Money Concepts (Asia) Limited (美國萬利理財有限公司), a Hong Kong-based licensed corporation with CE reference AFZ862. Current licensed staff on file: 0 (total recorded over time: 22). Earliest licence on file: 2007-06-12.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2012-09-18 |
| Type 6 — Advising on corporate finance | present | 2005-12-07 |
| Type 9 — Asset management | 2007-06-12 | 2012-09-18 |
| Type 9 — Asset management | present | 2005-12-07 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Denise Pui Yee Cheung 張佩儀 | RO 4, 6, 9 | Pre-2003 | 2012-03 |
| Catherine Kit Ching Kum 甘潔貞 | RO 4 Rep 4, 9 | 2005-11 | 2011-11 |
| Simon Luk 陸東全 | RO 4, 9 Rep 4, 9 | 2003-09 | 2010-07 |
| Patricia Lai Wah Chan 陳麗華 | Rep 4, 9 | 2008-03 | 2010-01 |
| Yiu Fai (SFC:AIL363) Chan 陳耀輝 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Katherine Kwan Choi Chik 戚群采 | Rep 4, 9 | 2010-08 | 2011-04 |
| Wing Nam Chung 鍾永南 | Rep 4 | 2004-09 | 2005-04 |
| Kam Chau Fok 霍錦就 | Rep 4 | 2003-10 | 2005-09 |
| Rick Michael Heeg |