Priscilla Pui Yu Kwok
郭沛榆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Priscilla Pui Yu Kwok (郭沛榆), a licensed former licensee with CE reference AFL349. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-30 | 2015-09-10 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-06 | 2015-09-10 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-24 | 2006-10-31 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-24 | 2006-10-31 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-16 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-16 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-16 |