Patricia Lai Wah Chan
陳麗華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Lai Wah Chan (陳麗華), a licensed Responsible Officer with CE reference AQN141. Currently licensed at 1 firm(s): Homily Worldwide Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 9 — Asset management | 2024-07-12 | present |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-11 | present |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 4 — Advising on securities | 2023-07-11 | present |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-18 | 2022-09-13 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
RO | Type 4 — Advising on securities | 2016-05-18 | 2022-09-13 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
RO | Type 9 — Asset management | 2016-05-18 | 2022-09-13 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-15 | 2016-04-30 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-15 | 2016-04-30 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 — Asset management | 2008-04-09 | 2010-01-01 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-12 | 2010-01-01 |