Aurora Borealis Investment Services Limited

北極光證券投資服務有限公司

CE No. BGM262 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aurora Borealis Investment Services Limited (北極光證券投資服務有限公司), a Hong Kong-based licensed corporation with CE reference BGM262. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 7). Earliest licence on file: 2016-05-18.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 1607, 16/F, OfficePlus @Sheung Wan, 93-103 Wing Lok Street, Sheung Wan

Licence history

Activity	From	To
Type 1 — Dealing in securities	2016-05-18	present
Type 4 — Advising on securities	2016-05-18	present
Type 9 — Asset management	2016-05-18	present

Licensed staff (all-time) (7)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Patricia Lai Wah Chan 陳麗華	RO 1, 4, 9	2016-05	2022-09
Simon Shek Yuen Lau 劉錫源	RO 1, 4, 9	2016-05	Present
Ho Yin Ng 吳浩賢	RO 1, 4, 9 Rep 1, 4, 9	2018-02	Present
Joffee Wai Ki Chan 陳慧琪	Rep 1, 9	2018-09	Present
Dingding He 賀丁丁	Rep 1, 4	2018-03	2021-01
Kin Hung Hor 何建雄	Rep 1, 9	2016-08	2020-11
Hoi Keung Liu 廖開強	Rep 1, 4, 9	2016-09	2024-06