Kin Hung Hor
何建雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Hung Hor (何建雄), a licensed Responsible Officer with CE reference AOT575. Currently licensed at 1 firm(s): Lapland Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lapland Securities Limited 拉普蘭證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-12 | present |
| Lapland Securities Limited 拉普蘭證券有限公司 |
RO | Type 4 — Advising on securities | 2020-11-12 | present |
| Lapland Securities Limited 拉普蘭證券有限公司 |
RO | Type 9 — Asset management | 2020-11-12 | present |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-10 | 2020-11-12 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-10 | 2020-11-12 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 9 — Asset management | 2020-11-10 | 2020-11-12 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 9 — Asset management | 2017-01-03 | 2020-11-02 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-04 | 2020-11-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-23 | 2011-01-03 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2009-10-01 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2009-04-30 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-12 | 2007-11-02 |