Joffee Wai Ki Chan
陳慧琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joffee Wai Ki Chan (陳慧琪), a licensed Representative with CE reference AZN568. Currently licensed at 1 firm(s): Aurora Borealis Investment Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 9 — Asset management | 2021-01-12 | present |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | present |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2016-05-10 | 2018-08-17 |