RaffAello Securities (HK) Limited

CE No. ALS046 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RaffAello Securities (HK) Limited, a Hong Kong-based licensed corporation with CE reference ALS046. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 5 (total recorded over time: 44). Earliest licence on file: 2005-03-30.

Registered address

1/F, Yee On 168, No. 166-168 Des Voeux Road Central, Sheung Wan, Hong Kong.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2005-03-30 present
Type 4 — Advising on securities 2014-03-28 present

Licensed staff (all-time) (44)
Active on date

Name Activities First licensed To
Chi Cheong Cheng 鄭志昌 RO 1 Rep 1 2018-08 2018-12
Kwok Mei Chu 朱國美 RO 1 Rep 1 2012-03 2012-07
Yee Wah Eva Chun 秦綺華 RO 1, 4 Rep 1 2013-10 2018-12
Chun Man Huang 黃振文 RO 1, 4 Rep 1, 4 2012-03 2018-08
Bun Hei Lam 林品希 RO 1, 4 Rep 1, 4 2017-01 Present
Ting Yu Lam 林鼎宇 RO 1 Rep 1, 4 2018-07 2018-12
Ka Chun Lau 劉家駿 RO 1 2011-11 2012-04
Yuk Sheung Lau 劉毓湘 RO 1 Rep 1 2011-09 2012-01
Ha Young Lee 李夏榮 RO 1, 4 Rep 1 2012-03 Present
Hon Leung Li 李漢良 RO 1 Rep 1 2011-11 2012-03
Wilfred Chun Ning Liu 廖俊寧 RO 1, 4 2014-08 2015-01
Yun Tsun Lo 盧潤泉 RO 1, 4 Rep 1, 4 2015-08 2019-06
Carlie Mo 毛嘉媚 RO 1 2005-03 2011-10
Eric Pui Woo Mo 毛佩湖 RO 1 2005-03 2011-10
Josephine Lai Chun Tong 唐麗椿 RO 1 2012-03 2012-07
Kin Wah (SFC:ADP012) Tsang 曾健華 RO 1, 4 2018-12 2020-04
Ho Fung Wong 黃浩峰 RO 4 Rep 4 2014-04 2015-08
Lok Wa Wong 黃洛樺 RO 1, 4 Rep 1 2012-03 Present
Tommy Kai Leung Wong 王啟諒 RO 1 2005-03 2008-05
Kwan Lung Yu 余君龍 RO 1, 4 Rep 1 2012-05 2018-08
Tak Po Yung 翁德寶 RO 1 2011-11 2012-02
Joffee Wai Ki Chan 陳慧琪 Rep 1 2016-05 2018-08
Ling Fung (SFC:AMR221) Chan 陳凌峰 Rep 1 2008-06 2011-04
Wing Lam Chan 陳泳霖 Rep 1 2017-08 2017-12
Mei Wan Cheung 張美雲 Rep 1, 4 2014-06 Present
Wai Kin Choy 蔡偉堅 Rep 1 2011-11 2012-02
Cheuk Wun Virgina Chung 鍾焯媛 Rep 4 2018-12 2019-05
Chi Ming (SFC:AWJ080) Ho 何志明 Rep 1 2011-11 2011-12
Stella Yan Wa Ho 何欣樺 Rep 1 2009-05 2011-09
Kin On Lai 賴建安 Rep 1 2012-04 2019-01
Ho Wang Leung 梁灝泓 Rep 1 2015-07 2015-07
Hung Kit Leung 梁雄傑 Rep 1 2012-03 2012-03
Xunan Liu 劉旭南 Rep 1 2013-10 2014-04
Freddy Man Chun Luk 陸文津 Rep 1 2005-03 2011-10
Yun Shum Mak 麥潤琛 Rep 1, 4 2017-01 2020-12
Ka Yan (SFC:BAP994) Ng 吳嘉欣 Rep 1 2012-12 2013-02
Lei Ching Ng 吳禮正 Rep 1 2005-03 2008-04
Siu Hong Seeto 司徒劭康 Rep 1 2016-03 2016-10
Chi Kit Soo 蘇志傑 Rep 1 2010-08 2011-12
Sze Nga (SFC:BGQ684) Wong 黃詩雅 Rep 1 2015-12 2016-01
Choi Fan Yip 葉采凡 Rep 1, 4 2015-06 2015-07
Chin Keung Yiu 姚展強 Rep 1 2016-01 2016-05
Ching Yat Yu 于正一 Rep 1 2011-09 2011-10
Yuk Chun Yung 容玉珍 Rep 1 2014-10 Present
Showing 1–44 of 44

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