RaffAello Securities (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RaffAello Securities (HK) Limited, a Hong Kong-based licensed corporation with CE reference ALS046. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 5 (total recorded over time: 44). Earliest licence on file: 2005-03-30.
Registered address
1/F, Yee On 168, No. 166-168 Des Voeux Road Central, Sheung Wan, Hong Kong.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-03-30 | present |
| Type 4 — Advising on securities | 2014-03-28 | present |
Licensed staff (all-time) (44)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Cheong Cheng 鄭志昌 | RO 1 Rep 1 | 2018-08 | 2018-12 |
| Kwok Mei Chu 朱國美 | RO 1 Rep 1 | 2012-03 | 2012-07 |
| Yee Wah Eva Chun 秦綺華 | RO 1, 4 Rep 1 | 2013-10 | 2018-12 |
| Chun Man Huang 黃振文 | RO 1, 4 Rep 1, 4 | 2012-03 | 2018-08 |
| Bun Hei Lam 林品希 | RO 1, 4 Rep 1, 4 | 2017-01 | Present |
| Ting Yu Lam 林鼎宇 | RO 1 Rep 1, 4 | 2018-07 | 2018-12 |
| Ka Chun Lau 劉家駿 | RO 1 | 2011-11 | 2012-04 |
| Yuk Sheung Lau 劉毓湘 | RO 1 Rep 1 | 2011-09 | 2012-01 |
| Ha Young Lee 李夏榮 | RO 1, 4 Rep 1 | 2012-03 | Present |
| Hon Leung Li 李漢良 | RO 1 Rep 1 | 2011-11 | 2012-03 |
| Wilfred Chun Ning Liu 廖俊寧 | RO 1, 4 | 2014-08 | 2015-01 |
| Yun Tsun Lo 盧潤泉 | RO 1, 4 Rep 1, 4 | 2015-08 | 2019-06 |
| Carlie Mo 毛嘉媚 | RO 1 | 2005-03 | 2011-10 |
| Eric Pui Woo Mo 毛佩湖 | RO 1 | 2005-03 | 2011-10 |
| Josephine Lai Chun Tong 唐麗椿 | RO 1 | 2012-03 | 2012-07 |
| Kin Wah (SFC:ADP012) Tsang 曾健華 | RO 1, 4 | 2018-12 | 2020-04 |
| Ho Fung Wong 黃浩峰 | RO 4 Rep 4 | 2014-04 | 2015-08 |
| Lok Wa Wong 黃洛樺 | RO 1, 4 Rep 1 | 2012-03 | Present |
| Tommy Kai Leung Wong 王啟諒 | RO 1 | 2005-03 | 2008-05 |
| Kwan Lung Yu 余君龍 | RO 1, 4 Rep 1 | 2012-05 | 2018-08 |
| Tak Po Yung 翁德寶 | RO 1 | 2011-11 | 2012-02 |
| Joffee Wai Ki Chan 陳慧琪 | Rep 1 | 2016-05 | 2018-08 |
| Ling Fung (SFC:AMR221) Chan 陳凌峰 | Rep 1 | 2008-06 | 2011-04 |
| Wing Lam Chan 陳泳霖 | Rep 1 | 2017-08 | 2017-12 |
| Mei Wan Cheung 張美雲 | Rep 1, 4 | 2014-06 | Present |
| Wai Kin Choy 蔡偉堅 | Rep 1 | 2011-11 | 2012-02 |
| Cheuk Wun Virgina Chung 鍾焯媛 | Rep 4 | 2018-12 | 2019-05 |
| Chi Ming (SFC:AWJ080) Ho 何志明 | Rep 1 | 2011-11 | 2011-12 |
| Stella Yan Wa Ho 何欣樺 | Rep 1 | 2009-05 | 2011-09 |
| Kin On Lai 賴建安 | Rep 1 | 2012-04 | 2019-01 |
| Ho Wang Leung 梁灝泓 | Rep 1 | 2015-07 | 2015-07 |
| Hung Kit Leung 梁雄傑 | Rep 1 | 2012-03 | 2012-03 |
| Xunan Liu 劉旭南 | Rep 1 | 2013-10 | 2014-04 |
| Freddy Man Chun Luk 陸文津 | Rep 1 | 2005-03 | 2011-10 |
| Yun Shum Mak 麥潤琛 | Rep 1, 4 | 2017-01 | 2020-12 |
| Ka Yan (SFC:BAP994) Ng 吳嘉欣 | Rep 1 | 2012-12 | 2013-02 |
| Lei Ching Ng 吳禮正 | Rep 1 | 2005-03 | 2008-04 |
| Siu Hong Seeto 司徒劭康 | Rep 1 | 2016-03 | 2016-10 |
| Chi Kit Soo 蘇志傑 | Rep 1 | 2010-08 | 2011-12 |
| Sze Nga (SFC:BGQ684) Wong 黃詩雅 | Rep 1 | 2015-12 | 2016-01 |
| Choi Fan Yip 葉采凡 | Rep 1, 4 | 2015-06 | 2015-07 |
| Chin Keung Yiu 姚展強 | Rep 1 | 2016-01 | 2016-05 |
| Ching Yat Yu 于正一 | Rep 1 | 2011-09 | 2011-10 |
| Yuk Chun Yung 容玉珍 | Rep 1 | 2014-10 | Present |
Showing 1–44 of 44
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