Kwok Mei Chu
朱國美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Mei Chu (朱國美), a licensed Representative with CE reference AFN751. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-19 | present |
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2012-05-16 | 2012-07-26 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2012-03-12 | 2012-05-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2012-03-01 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-27 |