Chi Cheong Cheng
鄭志昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Cheong Cheng (鄭志昌), a licensed Responsible Officer with CE reference ACQ790. Currently licensed at 1 firm(s): Awaken Thunder Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-08 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2021-11-08 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2021-11-08 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-30 | 2021-11-08 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-30 | 2021-11-08 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-30 | 2021-11-08 |
| ACU Securities Limited |
RO | Type 1 — Dealing in securities | 2019-06-28 | 2021-08-29 |
| ACU Securities Limited |
RO | Type 4 — Advising on securities | 2019-06-28 | 2021-08-29 |
| ACU Asset Management Limited | RO | Type 9 — Asset management | 2019-06-28 | 2021-08-27 |
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2018-09-21 | 2018-12-22 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2018-08-10 | 2018-09-21 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-08 | 2018-07-20 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-11 | 2017-12-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-08 | 2007-10-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |