Tak Po Yung
翁德寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Po Yung (翁德寶), a licensed former licensee with CE reference ABP578. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-03 | 2016-02-01 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-03 | 2013-08-01 |
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2011-11-18 | 2012-02-08 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-26 | 2011-11-15 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-10-26 | 2011-11-15 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-04 | 2010-10-26 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-04 | 2010-10-26 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-08 | 2010-10-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-04-08 | 2010-10-01 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-09 | 2009-07-31 |
| Jimei Futures Limited 集美期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-12-09 | 2009-07-31 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-16 | 2008-10-01 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-03-05 | 2008-10-01 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-29 | 2008-10-01 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-30 | 2008-10-01 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-23 | 2006-11-15 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-12-23 | 2006-11-15 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-12-13 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-18 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-18 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-06-18 |