Yun Shum Mak
麥潤琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Shum Mak (麥潤琛), a licensed former licensee with CE reference BIR472. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2018-11-20 | 2020-12-31 |
| RaffAello Securities (HK) Limited | Rep | Type 4 — Advising on securities | 2018-11-20 | 2020-12-31 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2017-01-20 | 2017-03-21 |