Hon Leung Li

李漢良
CE No. AJC118 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Leung Li (李漢良), a licensed Responsible Officer with CE reference AJC118. Currently licensed at 3 firm(s): China Xin Yongan Futures Company Limited, Xin Yongan International Asset Management Company Limited, Xin Yongan International Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 39.

Licence history

FirmRoleRegulated activityFromTo
China Xin Yongan Futures Company Limited
中國新永安期貨有限公司
RO Type 2 — Dealing in futures contracts 2019-08-07 present
China Xin Yongan Futures Company Limited
中國新永安期貨有限公司
RO Type 5 — Advising on futures contracts 2019-08-07 present
Xin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司
RO Type 4 — Advising on securities 2018-11-09 present
Xin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司
RO Type 9 — Asset management 2018-11-09 present
Xin Yongan International Securities Company Limited
新永安國際證券有限公司
RO Type 1 — Dealing in securities 2018-10-12 present
BG Asset Management Limited
北港資產管理有限公司
RO Type 9 — Asset management 2018-01-10 2018-02-28
DA International Financial Service Limited
直達國際金融服務有限公司
RO Type 1 — Dealing in securities 2016-05-10 2017-07-23
DA International Financial Service Limited
直達國際金融服務有限公司
RO Type 2 — Dealing in futures contracts 2016-04-18 2017-07-23
Bridgeway Prime Shop Fund Management Limited
盛滙商舖基金管理有限公司
Rep Type 9 — Asset management 2015-11-17 2016-02-20
Bridgeway Prime Shop Fund Management Limited
盛滙商舖基金管理有限公司
RO Type 1 — Dealing in securities 2015-10-30 2016-02-20
Bridgeway Prime Shop Fund Management Limited
盛滙商舖基金管理有限公司
RO Type 4 — Advising on securities 2015-10-30 2016-02-20
HGNH International Forex Co., Limited
橫華國際外滙有限公司
Rep Type 3 — Leveraged foreign exchange trading 2014-07-25 2015-05-29
HGNH International Asset Management Co., Limited
橫華國際資產管理有限公司
Rep Type 9 — Asset management 2014-07-25 2015-05-29
HGNH International Futures Co., Limited
橫華國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2014-05-16 2015-05-29
HGNH International Securities Co., Limited
橫華國際証券有限公司
RO Type 1 — Dealing in securities 2014-01-08 2015-05-29
Everbright Securities Digital Finance (HK) Limited
光大證券數碼金融(香港)有限公司
Rep Type 1 — Dealing in securities 2012-04-17 2012-11-30
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2012-04-17 2012-11-30
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-04-17 2012-11-30
CES Forex (HK) Limited
光證外匯(香港)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2012-04-17 2012-11-30
RaffAello Securities (HK) Limited RO Type 1 — Dealing in securities 2011-12-29 2012-03-23
RaffAello Securities (HK) Limited Rep Type 1 — Dealing in securities 2011-11-02 2011-12-29
Quam Securities Limited
華富建業證券有限公司
Rep Type 1 — Dealing in securities 2011-03-03 2011-10-15
Quam Securities Limited
華富建業證券有限公司
Rep Type 2 — Dealing in futures contracts 2011-03-03 2011-10-15
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2011-01-13 2011-02-22
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 — Dealing in futures contracts 2011-01-13 2011-02-22
MIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-07-23 2010-12-06
MIB Futures (Hong Kong) Limited
馬銀期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2010-07-23 2010-12-06
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2010-03-25 2010-07-14
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 — Dealing in futures contracts 2010-03-25 2010-07-14
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 — Advising on securities 2009-11-30 2010-03-13
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 5 — Advising on futures contracts 2009-11-30 2010-03-13
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities 2009-09-09 2010-03-13
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2009-09-09 2010-03-13
Chief Securities Limited
致富證券有限公司
Rep Type 1 — Dealing in securities 2008-08-12 2009-08-27
Chief Commodities Limited
致富期貨商品有限公司
Rep Type 2 — Dealing in futures contracts 2008-08-12 2009-08-27
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2005-05-26 2008-07-30
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2005-01-24 2008-07-30
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2005-01-24 2008-07-30
Cinda International Investment Management Limited
信達國際投資管理有限公司
Rep Type 3 — Leveraged foreign exchange trading 2003-07-24 2003-10-17

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