Ha Young Lee
李夏榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ha Young Lee (李夏榮), a licensed Responsible Officer with CE reference ADI252. Currently licensed at 1 firm(s): RaffAello Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2020-08-19 | present |
| RaffAello Securities (HK) Limited | RO | Type 4 — Advising on securities | 2020-08-19 | present |
| RaffAello Investment Management (HK) Limited |
RO | Type 9 — Asset management | 2021-03-23 | 2024-05-07 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 9 — Asset management | 2018-07-09 | 2020-06-28 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-06 | 2020-06-28 |
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2012-03-15 | 2017-03-31 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2012-03-08 | 2012-03-15 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-25 | 2012-02-27 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-19 | 2010-11-25 |
| KB Investment & Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2004-06-30 | 2010-03-31 |