KB Investment & Securities Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KB Investment & Securities Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AJF082. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2004-06-30.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2004-06-30 | 2011-02-15 |
| Type 9 — Asset management | 2009-04-21 | 2011-02-15 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ha Young Lee 李夏榮 | RO 1 | 2004-06 | 2010-03 |
| Han Lee | RO 1, 9 | 2009-03 | 2009-10 |
| Jung Sung Lee | RO 1 | 2007-09 | 2010-11 |
| Wang Kyu Lee | RO 1 | 2004-06 | 2007-12 |
| Seung Hyun Moon 文勝鉉 | RO 9 | 2009-04 | 2010-04 |
| Seung Chul Ryoo | RO 1, 9 | 2009-10 | 2010-11 |
| Young Seock Shin | RO 1, 9 | 2009-10 | 2010-11 |
| Bansuk Kim | Rep 1, 9 | 2009-10 | 2010-07 |
Showing 1–8 of 8