Yun Tsun Lo
盧潤泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Tsun Lo (盧潤泉), a licensed Responsible Officer with CE reference AOU884. Currently licensed at 1 firm(s): Altive Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altive Limited |
RO | Type 4 — Advising on securities | 2025-10-06 | present |
| Altive Limited |
RO | Type 9 — Asset management | 2025-10-06 | present |
| Altive Limited |
Rep | Type 4 — Advising on securities | 2025-09-03 | 2025-10-06 |
| Altive Limited |
Rep | Type 9 — Asset management | 2025-09-03 | 2025-10-06 |
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 |
RO | Type 4 — Advising on securities | 2024-02-27 | 2025-08-20 |
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 |
RO | Type 9 — Asset management | 2021-01-22 | 2025-08-20 |
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-29 | 2021-01-22 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-05 | 2020-11-30 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-05 | 2020-11-30 |
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2018-08-20 | 2019-06-03 |
| RaffAello Securities (HK) Limited | RO | Type 4 — Advising on securities | 2018-08-20 | 2019-06-03 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2017-09-27 | 2018-08-20 |
| RaffAello Securities (HK) Limited | Rep | Type 4 — Advising on securities | 2015-08-25 | 2018-08-20 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-17 | 2015-08-01 |