Carlie Mo
毛嘉媚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlie Mo (毛嘉媚), a licensed former licensee with CE reference ADU054. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2005-03-30 | 2011-10-13 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-30 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-03 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-03 |
| Welform Investors Company 惠成投資公司 |
Rep | Type 9 — Asset management | present | 2005-03-03 |