Josephine Lai Chun Tong
唐麗椿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Lai Chun Tong (唐麗椿), a licensed former licensee with CE reference AAJ609. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-15 | 2013-09-06 |
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2012-03-29 | 2012-07-16 |
| Public Securities Limited 大眾証券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-12 | 2012-03-01 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2011-06-30 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-29 | 2011-04-01 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-10 | 2009-04-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2005-09-27 | 2008-10-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-04 | 2008-10-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |