Dick Wai Leung Ho
何偉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Wai Leung Ho (何偉良), a licensed Responsible Officer with CE reference AGL919. Currently licensed at 1 firm(s): Lucky Guosheng Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-23 | present |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 9 — Asset management | 2020-09-23 | present |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-23 | present |
| Thoth Investment Management Limited 慧文投資管理有限公司 |
RO | Type 9 — Asset management | 2016-11-22 | 2018-10-06 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-18 | 2016-11-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-18 | 2016-11-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-18 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-21 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2013-08-21 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2012-11-01 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2013-08-21 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-14 | 2012-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2011-09-14 | 2013-08-21 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-08-12 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-05-03 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 — Asset management | present | 2005-05-03 |