Chui Shan (SFC:AWO107) Lee
李翠珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Shan (SFC:AWO107) Lee (李翠珊), a licensed former licensee with CE reference AWO107. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-19 | 2019-01-23 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-19 | 2019-01-23 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-14 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2011-09-14 | 2013-07-01 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-24 | 2011-08-12 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 — Asset management | 2011-01-24 | 2011-08-12 |