Keptain Securities and Asset Management Limited

嘉騰證券及資產管理有限公司

CE No. AZK479 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keptain Securities and Asset Management Limited (嘉騰證券及資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AZK479. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 0 (total recorded over time: 19). Earliest licence on file: 2013-01-24.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Suite 1204-1206, 12th Floor, Three Exchange Square, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2020-08-03	present
Type 9 — Asset management	2013-01-24	present
Type 1 — Dealing in securities	2013-01-24	2022-08-31

Licensed staff (all-time) (19)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Alvin Ping Cheung Chan 陳秉章	RO 1, 4, 9	2019-07	2023-11
Ernest Tsz Kin Chan 陳子建	RO 1, 9	2013-01	2019-05
Tai Yan Lai 黎大恩	RO 4, 9	2024-02	2025-06
Yuen Shan Liu 廖婉珊	RO 1, 4, 9	2019-08	2024-04
Chan Wing Wong 王燦榮	RO 1, 9	2013-01	2014-11
Frederick Kan Tat Wong 黃勤達	RO 1, 9 Rep 1, 9	2015-03	2017-11
Chung Wai Yam 任仲為	RO 4, 9	2024-02	2025-06
Eddy Wai Kit Yeung 楊偉傑	RO 1, 9 Rep 1, 9	2013-08	2017-05
Hon Ping (SFC:AHF848) Chan 陳漢平	Rep 1, 9	2016-03	2017-07
Ngok Chan 陳鄂	Rep 1, 9	2014-05	2016-11
Shing Chung Chan 陳承冲	Rep 1, 9	2014-06	2016-11
Jason Chin Kong Fong 方展光	Rep 1, 9	2015-10	2017-06
Catherine Kit Ching Kum 甘潔貞	Rep 1, 9	2013-08	2018-10
Carolina Kwun On Lam 林筠晏	Rep 1	2016-12	2017-02
Chui Shan (SFC:AWO107) Lee 李翠珊	Rep 1, 9	2013-09	2019-01
Kwok Keung Marco Ng 吳國強	Rep 1	2015-06	2018-08
Chi Kwong (SFC:BGP108) Tang 鄧志光	Rep 1, 9	2015-12	2019-01
Mike Chun Lun Wong 王珍倫	Rep 9	2024-05	2025-02
Po Wong 黃宝	Rep 1, 9	2019-11	2020-04