Chan Wing Wong
王燦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chan Wing Wong (王燦榮), a licensed Responsible Officer with CE reference ALO261. Currently licensed at 1 firm(s): M Capital Investment Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M Capital Investment Limited | RO | Type 4 — Advising on securities | 2023-02-13 | present |
| M Capital Investment Limited | RO | Type 9 — Asset management | 2023-02-13 | present |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-09-24 | 2022-11-30 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-24 | 2022-11-30 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2016-06-07 | 2019-01-12 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2016-06-07 | 2019-01-12 |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-11 | 2019-01-12 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2016-02-19 | 2016-02-29 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2016-02-19 | 2016-02-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2015-05-19 | 2016-02-15 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | 2015-05-19 | 2016-02-15 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-29 | 2016-02-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2014-12-29 | 2016-02-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2014-12-29 | 2016-02-15 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-24 | 2014-11-14 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
RO | Type 9 — Asset management | 2013-01-24 | 2014-11-14 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-14 | 2012-10-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2011-04-14 | 2012-10-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2011-04-14 | 2012-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2011-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2008-02-18 | 2011-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-30 | 2011-03-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-02 | 2007-11-12 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-20 | 2006-11-20 |