Wenqian Cao
曹文乾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenqian Cao (曹文乾), a licensed Representative with CE reference BPK506. Currently licensed at 1 firm(s): Capital Global Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-11 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-11 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-29 | 2023-08-17 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-09 | 2020-08-23 |