Ling Chi Ng
吳凌志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Chi Ng (吳凌志), a licensed Responsible Officer with CE reference AIR476. Currently licensed at 1 firm(s): AIA Investment Management HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2020-03-13 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-06-21 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-20 | 2006-01-23 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-20 | 2006-01-23 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-30 | 2005-02-04 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
RO | Type 4 — Advising on securities | 2004-09-30 | 2005-02-04 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-30 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-30 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-30 |