Cheuk Sang Li
李卓生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Sang Li (李卓生), a licensed Representative with CE reference AQI274. Currently licensed at 1 firm(s): Capital Global Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-29 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-28 | 2016-08-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-29 | 2016-08-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-29 | 2016-08-13 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-01 | 2012-08-26 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-13 | 2012-08-26 |