Charlotte Cheng Mei Lee
李正美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Cheng Mei Lee (李正美), a licensed former licensee with CE reference ACC327. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-21 | 2008-04-16 |
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-05-21 | 2008-10-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-20 | 2006-06-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-17 | 2006-06-28 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-19 | 2004-09-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-08-19 | 2004-09-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-08-19 | 2004-09-20 |