Wang To Marcus Li
李弘圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang To Marcus Li (李弘圖), a licensed Responsible Officer with CE reference AVG376. Currently licensed at 1 firm(s): Public Financial Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-26 | present |
| China Transfer Capital Investment Limited 中匯資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-18 | 2022-04-28 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-24 | 2018-09-28 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-12 | 2018-09-28 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-31 | 2017-12-12 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-12 | 2017-10-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-06 | 2016-04-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-05-06 | 2016-04-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-24 | 2016-04-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-24 | 2016-04-22 |