Ka Man Carmen Yip
葉嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Carmen Yip (葉嘉敏), a licensed Responsible Officer with CE reference ALZ802. Currently licensed at 1 firm(s): FB Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-03 | present |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-01-03 | present |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-18 | 2014-06-13 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-07-18 | 2014-06-13 |