Yee Shun Ho
何而遜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Shun Ho (何而遜), a licensed former licensee with CE reference AOQ840. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-09-30 | 2010-05-06 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-11 | 2010-05-06 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-11 | 2010-05-06 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-16 | 2008-05-26 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-16 | 2008-05-26 |